Compliance Officers Virtual Conference 2022
14 -17 November 2022
This event offers you insights into topics relevant to your compliance role, including:
- Anti-money laundering
- Common compliance queries
- Complying with sanctions and financial crime regulations
- Continuing competence – creating the best approach for your firm
- Cybercrime
- How the legal sector is responding to our rule changes
- Our Accounts Rules
- Supporting your firm to innovating while complying
- Workplace culture – getting it right for your firm
Open all
Download slides as PPT (PPTX 9 pages, 876KB)
Download slides as PDF (PDF 9 pages, 283KB)
Speakers
- Colette Best, Director of Anti-money Laundering, SRA (Chair)
- Suzie Ogilvie, Global Head of Financial Crime and Sanctions, Freshfields Bruckhaus Deringer LLP
- Courtney Daniel, Senior Sanctions Adviser, Office for Financial Sanctions Implementation (OFSI) at HM Treasury
- Giles Thomson, Director, Office for Financial Sanctions Implementation and Economic Crime, HM Treasury
Resources
Speakers
- Benedict Fisher, Director of Communications, SRA (Chair)
- Helen Hickling, Head of Investigations, SRA
- Maria Round, Head of Ethics Guidance, SRA
- Oliver Sweeney, Head of Legal and Enforcement, SRA
- Nabila Zulfiqar, Chief Adjudicator, SRA
Resources
Speakers
- Juliet Oliver, General Counsel, SRA (Chair)
- Paul Hastings, Director of Client Protection, SRA
- Lucy Lewis, Partner, Lewis Silkin LLP
- Elizabeth Rimmer, Chief Executive, LawCare
- Oliver Sweeney, Head of Legal Policy, SRA
Resources
Speakers
- Benedict Fisher, Director of Communications, SRA (Chair)
- Jackie Griffiths, Head of Regulatory Policy, SRA
- Chris Rogers, Director of Research and Analysis, SRA
- Jenny Warriner, Director, Family First Solicitors
Resources
Speakers
- Liz Rosser, Executive Director of Resources, SRA, (Chair)
- Sean Hankin, Head of Forensic Investigation and Intelligence, SRA
- Janet Taylor, Owner, Taylor Mowbray LLP
Resources
Download slides as PPT (PPTX 29 pages, 951KB)
Download slides as PDF (PDF 29 pages, 4.4MB)
Speakers
- Julie Swan, Director of Education and Training, SRA (Chair)
- Karen Bailey, Owner, Bailey Wright & Co
- Sarah Hardy-Pickering, Head of Learning and Development, Weightmans LLP
- Karen Minns, Policy Manager, Regulatory Policy, SRA
Resources
Download slides as PPT (PPTX 38 pages, 22.6MB)
Download slides as PDF (PDF 38 pages, 1.6MB)
Speakers
- Robert Loughlin, Executive Director, Operations and Performance, SRA (Chair)
- Rachel Clements, Regulatory Manager, Thematic Risk, SRA
- James Moss, Director of Legal Services, Information Commissioner’s Office
- William Wright, Partner and Director, Paragon International Insurance Brokers
- Senior Representative, National Cyber Security Centre
Resources
Download slides as PPT (PPTX 16 pages, 1.1MB)
Download slides as PDF (PDF 16 pages, 395KB)
Speakers
- Colette Best, Director of Anti-money Laundering, SRA (Chair)
- Sue Hatton, Managing Director, Pickerings Solicitors
- Declan Brown, AML Regulatory Manager, SRA
Resources
Download slides as PPT (PPTX 11 pages, 870KB)
Download slides as PDF (PDF 11 pages, 352KB)
Speakers
- Benedict Fisher, Director of Communications, SRA (Chair)
- Helena Cole, Talent Manager, Capital Law
- Catherine Knight, Senior Emerging Talent Manager, Eversheds Sutherland
- Nicola Wellman, HR Manager, Acuity Law
- Julie Swan, Director of Education and Training, SRA
Resources
Speakers
- Paul Philip, Chief Executive, SRA
- Anna Bradley, Chair of the SRA Board
Speakers
- Benedict Fisher, Director of External Communications, SRA (Chair)
- Ben Darby, Partner, Darby & Darby Solicitors
- Chris Handford, Director of Regulatory Policy, SRA
- Sally Holdway, Director, Teal Legal
- Rachel Roche, Solicitor and Managing Partner, Roche Legal